HSBC Securities (USA) Inc.
Statement of Financial Condition
In accordance with SEC regulation 17a-5(c), please click below to access the audited Statement of Financial Condition for HSBC Securities (USA) Inc., an indirect wholly owned subsidiary of HSBC Holdings plc. For further information or assistance, please contact our Brokerage Customer Service Department at 1-888-800-HSBC (4722).
Click here for Financial Statements*
SEC Order Route Disclosure
Pursuant to SEC Rules 605 and 606, which require brokerage firms to make publicly available reports on order routing practices, HSBC Securities (USA) Inc.'s order routing statistics are available by clicking below.
SEC Order Route Disclosure
SEC Order Execution Information
Business Contingency Plan Disclosure
HSBC Brokerage (USA) Inc. has prepared the following disclosure in accordance with FINRA Conduct Rule 3510(e).
Business Contingency Plan Disclosure*
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