All decisions regarding the tax implications of your investment(s) should be made in connection with your independent tax advisor
Cross Border and HSBC Bank USA, N.A. Disclosures
Statement of Financial Condition-SEC Rule 17a-5(c)
SEC Rule 606 Order Disclosure - Retail
SEC Rule 606 Order Disclosure - Institutional (Non-Retail)
USA Patriot Act
Business Contingency Plan Disclosure-Rule 4370
FINRA Investor Brochure-Rule 2267
FINRA BrokerCheck-Rule 8312
Commission and Fee Schedule
HSI Customer Agreement
US Sales and Trading Disclaimer
US Financial Crime and Tax Compliance Terms and Condition
Guidance Regarding the Use of Stop Orders During Volatile Market Conditions
Educational Communication Related to Recruitment Practices and Account Transfers - Rule 2273
MSRB Investor Brochure
Important Information Regarding Bonds Issued by Globally Systemically Important Banks (“G-SIBs”)
Foreign Language Customer Disclosure and Acknowledgement
|ARE NOT A DEPOSIT OR OTHER OBLIGATION OF THE BANK OR ANY OF ITS AFFILIATES
||ARE NOT FDIC INSURED
||ARE NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
||ARE NOT GUARANTEED BY THE BANK OR ANY OF ITS AFFILIATES
||MAY LOSE VALUE|
All decisions regarding the tax implications of your investment(s) should be made in consultation with your independent tax advisor.
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Environmental, Social and Governance (“ESG”) Customer Disclosure
At this time in the United States, there is no standard definition of, or measurement criteria for, environmental, social and governance (“ESG”) factors or impact. ESG-related measurement criteria is highly subjective and may vary significantly across and within different sectors. There is no guarantee that: (a) the nature of the ESG investment, or the ESG impact or measurement criteria of an investment, will be aligned with any particular investor’s ESG goals; (b) the stated or targeted ESG level will be achieved; or (c) an investment approach that considers ESG factors will produce returns similar to those that don’t, or that they won’t diverge from traditional market benchmarks.
HSBC Securities (USA) Inc. and HSBC Insurance Agency (USA) Inc. (collectively “HSBC”) may rely on metrics or measurement criteria devised and/or reported by third party providers or issuers. HSBC does not always conduct its own specific due diligence in relation to ESG metrics or measurement criteria.
ESG investing is an evolving area and new regulations may come into effect which may affect how an investment is categorized or labeled. An investment that is considered to fulfil ESG criteria today may not meet those criteria at some point in the future.
Please consider the investment’s specific ESG impact measurement criteria in the prospectus or other offering documents prior to investing.
United States persons (including U.S. citizens and residents) are subject to U.S. taxation on their worldwide income and may be subject to tax and other filing obligations with respect to their U.S. and non–U.S. accounts – including, for example, Form TD F 90–22.1 (Report of Foreign Bank and Financial Accounts ("FBAR")). U.S. persons should consult a tax adviser for more information.
Deposit products are offered in the U.S. by HSBC Bank USA, N.A. Member FDIC.
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