All decisions regarding the tax implications of your investment(s) should be made in connection with your independent tax advisor
Cross Border and HSBC Bank USA, N.A. Disclosures
Statement of Financial Condition-SEC Rule 17a-5(c)
SEC Rule 606 Order Disclosure - Retail
SEC Rule 606 Order Disclosure - Institutional (Non-Retail)
USA Patriot Act
Business Contingency Plan Disclosure-Rule 4370
FINRA Investor Brochure-Rule 2267
FINRA BrokerCheck-Rule 8312
Commission and Fee Schedule
HSI Customer Agreement
US Sales and Trading Disclaimer
US Financial Crime and Tax Compliance Terms and Condition
Guidance Regarding the Use of Stop Orders During Volatile Market Conditions
Educational Communication Related to Recruitment Practices and Account Transfers - Rule 2273
MSRB Investor Brochure
Important Information Regarding Bonds Issued by Globally Systemically Important Banks (“G-SIBs”)
Foreign Language Customer Disclosure and Acknowledgement
Investments, annuities, and variable life insurance products are offered by HSBC Securities (USA) Inc. (HSI), member NYSE/FINRA/SIPC. In California, HSI conducts insurance business as HSBC Securities Insurance Services. License #: OE67746. HSI is an affiliate of HSBC Bank USA, N.A. Whole life, universal life, term life, and other types of insurance are offered by HSBC Insurance Agency (USA) Inc., a wholly owned subsidiary of HSBC Bank USA, N.A. Products and services may vary by state and are not available in all states. California license #: OD36843.
Investments, Annuity and Insurance Products:
|ARE NOT A DEPOSIT OR OTHER OBLIGATION OF THE BANK OR ANY OF ITS AFFILIATES
||ARE NOT FDIC INSURED
||ARE NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
||ARE NOT GUARANTEED BY THE BANK OR ANY OF ITS AFFILIATES
||MAY LOSE VALUE|
All decisions regarding the tax implications of your investment(s) should be made in consultation with your independent tax advisor.
Research backgrounds of brokers and firms for free by visiting FINRA's BrokerCheck website
United States persons (including U.S. citizens and residents) are subject to U.S. taxation on their worldwide income and may be subject to tax and other filing obligations with respect to their U.S. and non–U.S. accounts – including, for example, Form TD F 90–22.1 (Report of Foreign Bank and Financial Accounts ("FBAR")). U.S. persons should consult a tax adviser for more information.
Deposit products are offered in the U.S. by HSBC Bank USA, N.A. Member FDIC.
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